BSA/AML Compliance Investigator II Job at Simmons Bank, Little Rock, AR

  • Simmons Bank
  • Little Rock, AR

Job Description

It's fun to work in a company where people truly BELIEVE in what they're doing!

We're committed to bringing passion and customer focus to the business.

BSA/AML Compliance Investigator II works directly with a Compliance Manager to meet the requirements of the assigned regulatory area of the Compliance Management Program which includes researching, reviewing, and interpreting existing and pending laws and regulations. The Compliance Specialist II provides assistance to management in order to maintain a quality compliant culture.

Essential Duties and Responsibilities
  • Researches, reviews, and interprets existing and pending laws and regulations, which potentially affect the assigned regulatory area, such as CRA, HMDA, etc.
  • Assists the compliance manager in establishing and modifying standards, policies, and procedures which affect compliance.
  • Works directly with the Compliance Manager to meet the requirements of the Compliance Management Program, which includes associate training, conducting internal assessments, and board reports.
  • Provides ongoing assistance and support to the compliance manager in administrative responsibilities.
  • Assists management in new product development, systems, and procedures.
  • Provides input relative to compliance and regulatory matters.
  • Ensures that all departmental documents and activities are performed in compliance with applicable laws, regulations, policies and procedures as applicable to this position, including completion of required compliance training.
  • Performs other duties and responsibilities as assigned.


To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required.

  • Ability to read and comprehend simple instructions, short correspondence and memos.
  • Ability to read and interpret documents such as procedure manuals, general business correspondence and/or journals or government regulations.
  • Ability to read, analyze and interpret financial report and/or legal documents.
  • Ability to write simple-to-business correspondence, routine reports, and procedures.
  • Ability to respond in writing to customer complaints, regulatory agencies or members of the business community.

Education and/or Experience
  • BS/BA Degree (4 year) from an accredited university /college or two to four years' experience in equivalent compliance position, preferred.
  • CRCM certificate or three years of experience in compliance assessment s plus knowledge of CRA and Fair Lending regulations, preferred.

Computer Skills
  • MS Word, Excel, PowerPoint, and Outlook

Other Qualifications (including physical requirements)
  • Must have good time management, communication, and organizational skills.

Equal Employment Opportunity Information: Simmons First National Corporation and its subsidiaries are committed to a policy of equal employment with respect to a person's race, color, religion, sex, ancestry, sexual orientation, gender identity, national origin, covered veterans, military status, physical or mental disability or any other legally protected classifications. Simmons First National Corporation and its subsidiaries are committed to Affirmative Action Programs consisting of results-oriented procedures to ensure equal employment opportunities. These programs require positive action in lieu of neutral non-discrimination and merit hiring/performance policies.

Job Tags

Similar Jobs

Signature HealthCARE of Cleveland

Certified Nursing Assistant (CNA) Job at Signature HealthCARE of Cleveland

 ...HealthCARE of Cleveland, a 100-bed skilled nursing and rehabilitation center offering...  ...of care: skilled nursing, rehabilitation, assisted living, memory care, home health, cognitive...  ...position as a Certified Nursing Assistant. CNAs are the heart of our nursing homesdon... 

Statewide Fencing

Fence Installer Job at Statewide Fencing

 ...Job Description Job Description Statewide Fencing, Inc. is currently seeking to hire more fence installers to help us meet the increasing demand and growth we've been experiencing. We are a family owned and operated small business. We focus on serving southeastern... 

Regis Haircare Corporation

Assistant Salon Leader Job at Regis Haircare Corporation

 ...Job Description Smartstyle Hair Salon * - With over 180 full-service Smartstyle Hair Salons inside Wal Marts in 11 states, Yellowhammer Salon Group (YSG) is the largest operator of this brand in the United States. In these salons you'll have: * instant clientele... 

Omni Hotels & Resorts

Interior Design Manager Job at Omni Hotels & Resorts

 ...tenure and loyalty that enables us to perpetuate our family atmosphere. Job Description: We are seeking a talented Interior Design Manager to join our Design & Construction department! As we continue to grow our brand through major renovations, acquisitions & new... 


Flight Attendant Job at Qonten

**Flight Attendant**- | Sun, 14 Nov 2021 20:11:27 GMT Is an equal opportunity employer and, as such, is committed to providing equal...  ...individuals with ****- | 12 days ago A minimum of 2 years experience as a flight attendant preferred but not required. Go to pre-...